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96 Event(s) Ordered by

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23 Nov 2016 09:30 - 12:30 - Training & Workshops
The FCA continues to be concerned about a firm’s ability to demonstrate it has sufficient resources, expertise and procedures in place to avoid client money/ custody disasters and meet the requirements of the CASS Rules. .

CPD: 3 Points / Price: £349.00 / Location: London, UK


23 Oct 2018 09:30 - 12:30 - Training & Workshops
A robust and well defined governance structure underpins all effective governance frameworks and is key to compliance with the FCA’s requirements in its Systems and Controls handbook (SYSC). This course will assist delegates in understanding those elements that go to make corporate governance an effective tool within your organisation.

CPD: 3 Hours / Price: £349.00 / Location: London, UK


26 Oct 2018 12:00 - 13:00 - Webinar
Join us for the final live event of Charity Fraud Awareness Week 2018 and put forward your questions to our live panel of charity fraud experts.

CPD: No / Price: £0.00 / Location: Global


30 Oct 2018 09:30 - 12:30 - Training & Workshops
This briefing seeks to focus on the key role of the INEDs, what regulators expect of them and will point to the critical on-going relationship between the Board/Executive Body, Senior Management and all in the firm, whether they are from the EU or elsewhere, i.e. “the tone from the top”.

CPD: 7 Points / Price: £349.00 / Location: London, UK


30 Oct 2018 13:30 - 16:30 - Training & Workshops
From 25th May 2018 the General Data Protection Regulation (GDPR) replaces the UK Data Protection Act 1998. Firms will have been preparing for this for some time, considering how the changes will affect them. The objective of this course is to “square the circle” by explaining to employees at all levels the practical impact on them, their employer and the potential for higher penalties under the GDPR for failure to comply.

CPD: 3 Hours / Price: £349.00 / Location: London, UK


01 Nov 2018 13:30 - 16:30 - Training & Workshops
The course is aimed at assisting firms to fully understand the fraud risk, the practicalities involved in mitigating this risk and providing advice on what to do if it happens.

CPD: 3 Points / Price: £349.00 / Location: London, UK


02 Nov 2018 09:00 - 16:30 - Conferences & Seminars
Our annual internal audit conference will provide a timely update on the current fraud threats facing organisations and explain how proactive internal audit tools and techniques can help prevent and detect them.

CPD: No / Price: £360.00 / Location: London, UK


05 Nov 2018 - Summit
This summit builds on the success of the two previous editions. The timing has been chosen so that the summit will be held after the European Council meeting on 18-19 October. It is currently anticipated that the Heads of Terms for the long-term trade agreement will be submitted for discussion at this meeting, which will make the conference very topical. Keynote addresses will be given by John Glen MP, Economic Secretary to the Treasury and City Minister, and Nausicaa Delfas, Executive Director of International, and Member of the Executive Committee at Financial Conduct Authority.

CPD: Not Stated / Price: £595.00 / Location: London, UK


07 Nov 2018 - Conferences & Seminars
The 2nd Annual Blockchain FS Technology Forum, which will take place in London on November 7th, will address blockchain technology from a user-led point of view and will analyse its potential for the financial services industry – particularly its infrastructure – in the UK and beyond.

CPD: Not Stated / Price: Price available upon application / Location: London, UK


07 Nov 2018 09:30 - 11:30 - Training & Workshops
The ever increasing focus by the Regulators on capital adequacy and the accountability of Senior Management, particularly when things go wrong, emphasises the importance of individuals in senior Management positions having a clear understanding.

CPD: 2 Points / Price: £299.00 / Location: London, UK


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