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24 Jun 2019 - Training & Workshops
This highly practical 1 day course covers the whole UCITS framework with a particular focus on the latest developments in UCITS funds.

CPD: Not Stated / Price: £950.00 / Location: London, UK


24 Jun 2019 - Training & Workshops
This very practical 1 day course conducted by an expert with over 20 years of experience within the sector will provide a thorough overview of the CASS regulation, its scope and requirements and prepare participants to effectively comply with it. You will learn about the principles of clients' money and asset protection, how to segregate and hold funds and keep records. You will also learn about the reporting requirements and how to set up all the processes and operations in order to stay compliant.

CPD: Not Stated / Price: £895.00 / Location: London, UK


25 Jun 2019 - Training & Workshops
Attending this one day course will give you an overview of what the regulator requires of senior managers and what this means to the firm as a whole. Learn about key considerations and actions, what needs to be done and the responsibilities to be adopted by those of significant influence within your firm.

CPD: Not Stated / Price: £895.00 / Location: London, UK


26 Jun 2019 - Training & Workshops
This practical 1 day course provides a thorough examination of both regimes, presenting a comparative review and analysis of key differences and common areas.

CPD: Not Stated / Price: £950.00 / Location: London, UK


26 Jun 2019 - Training & Workshops
This very practical one day session conducted by a former senior City expert will equip you with a strong understanding of conduct risk and its implications for non-compliance.

CPD: Not Stated / Price: £895.00 / Location: London, UK


01 Jul 2019 - 02 Jul 2019 - Training & Workshops
If you want to keep up-to-date in the fast changing FinTech scenario you need to understand what it is all about. And if you are a non-IT professional you need this information presented in clear non-technical terms. This two day unique training course offers a comprehensive introduction to FinTech for Non-IT Professionals, what FinTech is all about and how it is changing financial, banking and commercial systems and the world.

CPD: Not Stated / Price: £2095.00 / Location: London, UK


16 Oct 2019 12:30 - 12:50 - Webinar
This webinar will be presented by Rachel Sexton, a partner and head of Financial Services – Forensic & Integrity services at Ernst & Young LLP, who specialises in investigations and compliance related to fraud and financial crime. This includes more than 20 years’ experience in advising boards and senior management teams on fraud risk management issues and sensitive investigations. Rachel is also a director of the counter-fraud charity Fraud Advisory Panel.

CPD: Not Stated / Price: £0.00 / Location: Global


Dates available on application - Bespoke Course
A modular series of updates on the details of and likely impact of Pension Freedom 2015

CPD: Not Stated / Price: £0.00 / Location: London, UK


Dates available on application - Training & Workshops
Online Training Course provided by CTP.

CPD: No / Price: Price available upon application / Location: Global


Dates available on application - Training & Workshops
Binding authorities present a significant area of regulatory and business risk to delegating insurers and coverholders. If you are a delegating insurer, how do you monitor your coverholders effectively? If you are a coverholder, what can you do to demonstrate you are acting in the best interests of the insurer and in compliance with regulatory expectations? Focusing on general coverholder activity, business models, internal controls, and system functionality, this one day workshop will provide valuable insights into how insurers and coverholders can provide assurance in this critical area or regulatory and business risk.

CPD: 6 Hours / Price: Price available upon application / Location: London, UK


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