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215 Event(s) Ordered by

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25 Mar 2019 - Training & Workshops
This very practical 1 day course conducted by an expert with over 20 years of experience within the sector will provide a thorough overview of the CASS regulation, its scope and requirements and prepare participants to effectively comply with it. You will learn about the principles of clients' money and asset protection, how to segregate and hold funds and keep records. You will also learn about the reporting requirements and how to set up all the processes and operations in order to stay compliant.

CPD: Not Stated / Price: £895.00 / Location: London, UK


26 Mar 2019 - Summit
Further details about this event will be available soon. To register your interest in attending this event, please email bookings@cityandfinancial.com.

CPD: Not Stated / Price: Price available upon application / Location: London, UK


26 Mar 2019 - Training & Workshops
This practical one day workshop will equip you with the most up-to-date knowledge about the latest regulation requirements which apply to the operations of authorised funds.

CPD: Not Stated / Price: £950.00 / Location: London, UK


26 Mar 2019 - Training & Workshops
Attending this one day course will give you an overview of what the regulator requires of senior managers and what this means to the firm as a whole. Learn about key considerations and actions, what needs to be done and the responsibilities to be adopted by those of significant influence within your firm.

CPD: Not Stated / Price: £895.00 / Location: London, UK


25 Mar 2019 - 26 Mar 2019 - Training & Workshops
This 2 day practical programme for family office representatives, family members and wealth managers explores the best strategies for preserving family wealth and managing a modern family office.

CPD: Not Stated / Price: £2095.00 / Location: London, UK


27 Mar 2019 - Training & Workshops
This very practical one day session conducted by a former senior City expert will equip you with a strong understanding of conduct risk and its implications for non-compliance.

CPD: Not Stated / Price: £895.00 / Location: London, UK


27 Mar 2019 09:30 - 12:30 - Training & Workshops
This course will provide you with an understanding of what the MAR means to your firm and your employees. The course focuses on the rules and the practical application of systems and controls to identify and reduce the risk of market abuse.

CPD: 3 Hours / Price: £399.00 / Location: London, UK


28 Mar 2019 - Training & Workshops
This intensive one-day course conducted by a City expert provides a deep dive look at MiFID and the key areas requiring change and consideration for firms as a result of MiFIR and MiFID II. Participants will be equipped to understand Market Structures, Investor Protection, Conduct of Business, Transaction Reporting, Systems Controls and Business Principles, Product Changes and Exchanges implemented under: MiFID, MiFID II/MiFIR.

CPD: Not Stated / Price: £950.00 / Location: London, UK


28 Mar 2019 09:30 - 16:30 - Training & Workshops
While the nature of the Compliance Function is likely to differ from one firm to another, this course provides an easy to follow breakdown of what the Regulator expects of a CO and explains, in practical terms, how the regulatory expectations and those of Senior management can be achieved.

CPD: 6 Hours / Price: £699.00 / Location: London, UK


29 Mar 2019 - Training & Workshops
The programme is suitable for anyone involved in reporting, compliance and operations and includes many discussions, practical exercises and case studies. At the end of the course there will be a test performed to help participants consolidate their knowledge. Course certificates will be provided on completion.

CPD: Not Stated / Price: £950.00 / Location: London, UK


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