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180 Event(s) Ordered by

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20 Dec 2017 09:30 - 16:30 - Training & Workshops
The role of the Compliance Officer (CO) is a mandatory position in all firms in the Financial Services Industry. The CO plays a major role in assisting Senior Management to ensure that appropriate and effective systems and controls are in place to achieve and maintain compliance with the applicable Rules.

CPD: 7 Points / Price: £649.00 / Location: London, UK


13 Dec 2018 09:30 - 16:30 - Training & Workshops
This course provides practical advice and guidance on the responsibilities of the MLRO, what is expected by the Regulators, both of the Senior Management and the MLRO, and how those responsibilities can be achieved. It should be noted that attendance at this course does assume a good knowledge of the UK’s AML/CTF regulations.

CPD: Not Stated / Price: £649.00 / Location: London, UK


14 Dec 2018 09:30 - 16:30 - Training & Workshops
It is essential that everyone in a wholesale financial services firm has sufficient knowledge and understanding of the regulatory obligations which arise in the context of the firm’s activities. To have limited, or no knowledge or understanding, could have serious consequences. Senior Managers also need to understand their compliance responsibilities in order that a suitable compliance infrastructure and culture is installed within the firm.

CPD: 7 Points / Price: £649.00 / Location: London, UK


19 Dec 2018 09:30 - 12:30 - Training & Workshops
Traditionally, the training of an organisation’s people has fallen to the Human Resources team creating a need for cross-functional cooperation between HR and Compliance. This course is designed to help staff from both functions understand the regulatory foundations behind not only the learning framework, but also the ongoing supervision model.

CPD: 3 Points / Price: £349.00 / Location: London, UK


24 Jan 2019 - Summit
We are delighted that Kit Malthouse MP, Minister of State for Housing, and Sir Edward Lister, Chairman, Homes England, will deliver keynote addresses. At a time when the housing crisis is at the top of the political agenda, this highly topical summit brings together an exceptional speaker panel of top housing experts, who will share their insights on the future for the UK housing sector and how to reach the government’s target of 300,000 new houses each year.

CPD: Not Stated / Price: Price available upon application / Location: London, UK


28 Jan 2019 - Summit
Further details about this event will be available soon. To register your interest in attending this event, please email bookings@cityandfinancial.com.

CPD: Not Stated / Price: Price available upon application / Location: US


19 Feb 2019 09:00 - 20 Feb 2019 17:00 - Forum
PSD2 & RegTech Forum is Europe’s first event to combine these two key topics at one show. 

CPD: Not Stated / Price: Price available upon application / Location: Europe


26 Feb 2019 - Conferences & Seminars
The ABI Annual Conference 2019 will be the standout insurance event of the year, bringing industry leaders, politicians and regulators together to debate the major issues affecting the insurance and long term savings industry.

CPD: 9 Hours / Price: Price available upon application / Location: London, UK


19 Mar 2019 09:00 - 20 Mar 2019 17:00 - Summit
Join this one of a kind event to meet the key stakeholders as well as obtain latest insights on Real-Time Payments, latest updates on NPP, strategies, implications, challenges, key drivers and much more.

CPD: Not Stated / Price: Price available upon application / Location: Australasia


15 May 2019 - 16 May 2019 - Conferences & Seminars
On May 15-16, 2019 Manchester will become the hub of the UK’s insurance sector. If you’re looking to do business, extend your knowledge, make new contacts or reinforce existing relationships, then BIBA 2019 is the only place to be.

CPD: Not Stated / Price: Price available upon application / Location: North West, UK


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