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195 Event(s) Ordered by

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12 Dec 2017 - Training & Workshops
"This interactive workshop would be suitable for those with several years’ experience of working with directors and officers liability insurance but looking to understand more. The workshop will include a series of exercises to reinforce the learning."

CPD: 6 Hours / Price: £160.00 / Location: North, UK


12 Dec 2017 09:30 - 12:30 - Training & Workshops
This course is designed to provide succinct guidance for MLRO in the preparation of the report.

CPD: 3 Hours / Price: £349.00 / Location: London, UK


10 Dec 2017 10:30 - 12 Dec 2017 14:30 - Conferences & Seminars
This event will bring together experts to debate and answer these questions from the perspectives of industry and the regulator.

CPD: 4 Hours / Price: £149.00 / Location: London, UK


12 Dec 2017 13:30 - 16:30 - Training & Workshops
Completion of the CMP is a yardstick that will be used by senior management and the regulator to measure the effectiveness of the compliance function. It is therefore imperative that Compliance Officers, and indeed senior managers, understand what best practice is for the development of a CMP. While the compliance function and the CMP may differ greatly from one organisation to another, this course will go through the steps that should be followed to produce a risk based CMP that will be acceptable to senior management, the Board and the regulator.

CPD: 3 Points / Price: £349.00 / Location: London, UK


12 Dec 2017 12:30 - 16:30 - Conferences & Seminars
Our seminar programme of expert speakers and industry leaders will explore the key challenges – and opportunities – ahead, offering the potential direction your firm could take to tackle these head on.

CPD: Not Stated / Price: Price available upon application / Location: London, UK


13 Dec 2017 13:30 - 15:30 - Training & Workshops
This course is aimed at explaining the COCON rules in practical terms and clarifying what is expected of organisations and individuals.

CPD: 3 Hours / Price: £299.00 / Location: London, UK


11 Dec 2017 08:30 - 13 Dec 2017 17:00 - Training & Workshops
Your definitive guide to all the major commodity markets and their trading applications

CPD: 22.5 Hours / Price: £2199.00 / Location: UK


15 Dec 2017 09:30 - 16:30 - Training & Workshops
It is essential that everyone in a wholesale financial services firm has sufficient knowledge and understanding of the regulatory obligations which arise in the context of the firm’s activities. To have limited, or no knowledge or understanding, could have serious consequences. Senior Managers also need to understand their compliance responsibilities in order that a suitable compliance infrastructure and culture is installed within the firm.

CPD: 7 Points / Price: £649.00 / Location: London, UK


31 Jan 2018 12:30 - 31 Dec 2017 16:30 - Conferences & Seminars
Anti-Money Laundering (AML) regulations and the threat of financial crime present major challenges for the financial services industry to achieve effective implementation and ensure ongoing compliance. There are important questions the industry needs to address to protect their firms and protect their customers - What do we need to do? How do we do it? How can we achieve and demonstrate compliance? At this timely seminar, attendees will hear from industry leaders on how they approach and tackle these problems from a practical view point.

CPD: Not Stated / Price: Price available upon application / Location: London, UK


17 Jan 2018 - Summit
Unlocking business value from new approaches and emerging technologies, for legal teams in financial services

CPD: Not Stated / Price: Price available upon application / Location: London, UK


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