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95 Event(s) Ordered by


26 Mar 2018 - Forum
Recharge your professional relationships at The Cybersecurity Leaders Forum: the premium gathering for senior ICT executives. With attendance from across the MENA region - we have created a unique business model which provides the perfect platform to allow you to depart professionally recharged and on track with new focused insights and essential collaborations.

CPD: No / Price: $595.00 / Location: Asia & Middle East

27 Mar 2018 09:30 - 12:30 - Training & Workshops
The Money Laundering Reporting Officer (MLRO) is required to produce a report to the governing body of the firm at least once a year. This report must include an opinion as to the effectiveness of the anti-money laundering systems and controls, together with other information that the MLRO needs to bring to the attention of the governing body. This requirement links with the obligation that the MLRO has as an Approved Person.

CPD: 3 Points / Price: £349.00 / Location: London, UK

28 Mar 2018 - 29 Mar 2018 - Training & Workshops
You will have a chance to gain skills necessary to facilitate day-to-day transactions and communication processes between all parties involved as well as all stages about clearing and settlement process, the role of exchanges and clearing houses, functioning of the settlements department, role of payments in the settlements. Day two focuses on the role and functioning of global custody, services provided, derivatives settlements, corporate actions and risk management. You will also learn about the latest sector's trends and changes.

CPD: Not Stated / Price: £2095.00 / Location: Asia & Middle East

05 Apr 2018 09:30 - 11:30 - Training & Workshops
The ever increasing focus by the Regulators on the accountability of Senior Management, particularly when things go wrong, emphasises the importance of individuals in senior positions to have a clear understanding of what is expected of them. This succinct course is designed to assist Senior Management to have a full understanding of what they need to do to achieve compliance with two specific parts of the Rules:

CPD: 2 Points / Price: £299.00 / Location: London, UK

05 Apr 2018 13:30 - 15:30 - Training & Workshops
The extension to the scope of the Senior Management and Certification Regime beyond banking to all firms will result in many firms, not already in scope, needing to become familiar with the new regulatory requirements. Firms will need to establish for example, if they are a “limited scope”, “core” or “enhanced” firm. While the change is not expected until next year firms need act on the advice of the FCA and develop plans for implementation now if they are to be compliant on time.

CPD: 2 Points / Price: £299.00 / Location: London, UK

06 Apr 2018 09:30 - 13:30 - Training & Workshops
This course is specifically designed to assist Senior Management in meeting their statutory and regulatory obligations. Any failure to meet these obligations is a breach of the MLR and of the FCA/PRA Rules in “Senior Management Arrangements, Systems and Control (SYSC).

CPD: 3 Hours / Price: £299.00 / Location: London, UK

09 Apr 2018 - 11 Apr 2018 - Conferences & Seminars
With the unprecedented challenges that the AML and Financial Crime industry is facing, it has never been more important for professionals to be up-to-date with emerging trends, regulatory developments and evolving technologies. That is why the ACAMS 23rd Annual International AML & Financial Crime Conference is an invaluable event for you and your team. This event has consistently attracted leading AML experts who provide guidance, motivation and thought-leadership to a diverse audience.

CPD: / Price: Price available upon application / Location: US

11 Apr 2018 - Summit
The purpose of this conference will be to ascertain what is likely to be best practice in open banking by examining the regulatory environment; the bank/fintech interface; payments control; the opportunities and threats presented by GDPR; the balance of innovation and consumer protection and the concept in relation to the financially vulnerable. We are delighted that Imran Gulamhuseinwala, Trustee of the new Open Banking Implementation Entity will be giving the opening keynote address.

CPD: Not Stated / Price: £595.00 / Location: London, UK

17 Apr 2018 - Summit
To celebrate the centenary of the 1918 Representation of the People Act’, this summit is being organised in partnership with the Government Equalities Office and the Women in Business Council, and will look at the most important issues facing UK business, including diversity issues, and review how female leadership has changed over the last century.

CPD: Not Stated / Price: £495.00 / Location: London, UK

23 Apr 2018 - Training & Workshops
Attending this one day course will give you an overview of what the regulator requires of senior managers and what this means to the firm as a whole. Learn about key considerations and actions, what needs to be done and the responsibilities to be adopted by those of significant influence within your firm.

CPD: Not Stated / Price: £850.00 / Location: London, UK