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137 Event(s) Ordered by

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19 Mar 2019 - Summit
With a keynote speech by Matthew Wagstaff, Head of Bribery and Corruption, The Serious Fraud Office, this forum will help you identify the best strategies to manage regulatory and internal investigations and will help you understand both the technical and legal requirements of multiple jurisdictions, as well as the practical concerns and investigative methods used by government regulators and criminal prosecutors.

CPD: Not Stated / Price: £645.00 / Location: London, UK


20 Mar 2019 09:30 - 16:30 - Training & Workshops
This course delivers practical guidance on how to implement an AML strategy rooted in a realistic understanding of the risks of exposure to criminal proceeds and terrorism financing.

CPD: 6 Hours / Price: £699.00 / Location: London, UK


21 Mar 2019 - Summit
This event is being organised in partnership with the City of London Corporation, TheCityUK and UK Finance. The timing of the 4th event in the series has been determined by the feedback from the 350 participants at the last summit in November, who opted overwhelmingly for a further event to be held in March, on the basis that by then the lie of the land would be much clearer in terms of the type of BREXIT that will form the basis of the UK’s exit from the EU.

CPD: Not Stated / Price: £645.00 / Location: London, UK


21 Mar 2019 09:30 - 16:30 - Training & Workshops
This course is designed to explain, in a clear and practical way, what the rules are and what needs to be done to achieve and maintain compliance with them.

CPD: 6 Hours / Price: £399.00 / Location: London, UK


22 Mar 2019 - Training & Workshops
This highly practical 1 day course covers the whole UCITS framework with a particular focus on the latest developments in UCITS funds.

CPD: Not Stated / Price: £950.00 / Location: London, UK


22 Mar 2019 - Training & Workshops
During this intensive 1 day course we will illustrate this real and significant threat to our industry and show you how to take a proactive approach to financial crime, enhance the policies, processes and procedures you currently have in place and ensure that everyone in your organisation is ready to protect your firm and the market place.

CPD: Not Stated / Price: £950.00 / Location: London, UK


21 Mar 2019 - 22 Mar 2019 - Training & Workshops
This 2 Day Foundational level workshop refreshes delegates’ understanding of accounting and the use of financial statements.

CPD: Not Stated / Price: £2095.00 / Location: London, UK


22 Mar 2019 09:30 - 11:30 - Training & Workshops
This succinct course is designed to assist Senior Management to have a full understanding of what they need to do to achieve compliance with two specific parts of the Rules.

CPD: 2 Points / Price: £299.00 / Location: London, UK


22 Mar 2019 12:30 - 14:30 - Summit
This concise course gives an overview of the new requirements and explores the issues which firms will need to address and resolve if they are to meet the new regime effectively.

CPD: 2 Hours / Price: £299.00 / Location: London, UK


22 Mar 2019 15:00 - 17:00 - Training & Workshops
This concise course gives an overview of the new requirements and explores the practical implications for individual senior managers arising from the implementation of the SM&CR which they will need to address if they are to meet the new regime effectively.

CPD: 2 Hours / Price: £299.00 / Location: London, UK


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