Advanced Search































70 Event(s) Ordered by

1

19 Sep 2019 08:30 - 17:40 - Forum
The 3rd Annual RegTech Automation and Compliance Forum will address the challenges that financial institutions are still facing in terms of developing appropriate skill sets at all levels of the business, as well as maintaining the capacity to deliver safe and secure operations whilst maximising the benefit of integrated RegTech solutions.

CPD: 8 Hours / Price: Price available upon application / Location: London, UK


25 Sep 2019 08:15 - 17:35 - Conferences & Seminars
The forthcoming summit, which builds on the success of the four previous summits that City & Financial has organised on the SMCR, focuses on the key issues that all regulated firms need to get to grips with, whether they are asset managers and insurers who are finalising their implementation projects prior to coming within the ambit of the SMCR, or banks that are already within scope. The summit will address the needs of senior executives in all FCA and PRA regulated firms.

CPD: 8 Hours / Price: £645.00 / Location: London, UK


16 Oct 2019 12:30 - 12:50 - Webinar
This webinar will be presented by Rachel Sexton, a partner and head of Financial Services – Forensic & Integrity services at Ernst & Young LLP, who specialises in investigations and compliance related to fraud and financial crime. This includes more than 20 years’ experience in advising boards and senior management teams on fraud risk management issues and sensitive investigations. Rachel is also a director of the counter-fraud charity Fraud Advisory Panel.

CPD: Not Stated / Price: £0.00 / Location: Global


Dates available on application - Bespoke Course
A modular series of updates on the details of and likely impact of Pension Freedom 2015

CPD: Not Stated / Price: £0.00 / Location: London, UK


Dates available on application - Training & Workshops
Online Training Course provided by CTP.

CPD: No / Price: Price available upon application / Location: Global


Dates available on application - Training & Workshops
Those new to financial services will probably be working to a structured programme as part of your firms’ T&C policy and so will know your companies requirements to do your job. The examination training we offer covers operational as well as client facing roles. There may also be existing professionals who are working towards the QCA level 4 status through the requirements of the RDR. In both cases through work or other commitments you do not have the opportunity or the inclination to do this through self study alone.

CPD: Not Stated / Price: Price available upon application / Location: London, UK


Dates available on application - Training & Workshops
If you have responsibility for creating or approving advertisements and other communications for consumer credit products, this workshop will help you understand and comply with regulatory expectations. Firms gain real business benefits from sending people from their Compliance and Marketing areas.

CPD: 6 Hours / Price: Price available upon application / Location: London, UK


Dates available on application - Training & Workshops
This focused one day course is designed to equip financial services professionals with an understanding of the essential basic principles and approaches to operational risk management and how they can be applied in the day to day business environment.

CPD: 6 Hours / Price: Price available upon application / Location: London, UK


Dates available on application - Training & Workshops
Putting in place an effective operational risk framework, and getting buy-in for it throughout the business, is critical to a financial services organisation’s success and survival and to its relations with regulators. But operational risk is different in its nature and scope from other types of risk and, with that in mind, this focused two day course will examine the operational risk toolkit and offer a practical approach to implementing a successful operational risk management programme.

CPD: 12 Hours / Price: £0.00 / Location: London, UK


Dates available on application - Training & Workshops
The financial services industry doesn't appear to have been managing the risk of financial crime very successfully as 2008 saw a range of fines for poor controls covering bribery and corruption, anti money laundering and data protection. Compliance Officers, MLRO's and line management need a complete picture of the ways their firm can be attacked and be alert to the effectiveness of the controls they have in place.

CPD: 12 Hours / Price: Price available upon application / Location: London, UK


1