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161 Event(s) Ordered by

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17 Jan 2019 09:30 - 16:30 - Training & Workshops
This course provides practical advice and guidance on the responsibilities of the MLRO, what is expected by the Regulators, both of the Senior Management and the MLRO, and how those responsibilities can be achieved.

CPD: 6 Hours / Price: £699.00 / Location: London, UK


22 Jan 2019 09:30 - 12:30 - Training & Workshops
This report must include an opinion as to the effectiveness of the anti-money laundering systems and controls, together with other information that the MLRO needs to bring to the attention of the governing body. This course is designed to provide succinct guidance for MLRO in the preparation of the report.

CPD: 3 Hours / Price: £399.00 / Location: London, UK


23 Jan 2019 09:30 - 12:30 - Training & Workshops
This course is designed to help staff from both functions understand the regulatory foundations behind not only the learning framework, but also the ongoing supervision model.

CPD: 3 Hours / Price: £399.00 / Location: London, UK


24 Jan 2019 09:30 - 16:30 - Training & Workshops
While the nature of the Compliance Function is likely to differ from one firm to another, this course provides an easy to follow breakdown of what the Regulator expects of a CO and explains, in practical terms, how the regulatory expectations and those of Senior management can be achieved.

CPD: 6 Hours / Price: £699.00 / Location: London, UK


25 Jan 2019 09:30 - 16:30 - Training & Workshops
This course is designed to assist Senior Management to embed a compliance ethos in the individual and a strong compliance culture throughout the firm.

CPD: 6 Hours / Price: £699.00 / Location: London, UK


29 Jan 2019 09:30 - 12:30 - Training & Workshops
Management and Compliance are expected to ensure they keep up to date with changes in the CASS requirements and are ready to react in case of need – this obliges ALL relevant personnel to understand the contents of the CASS rulebook.

CPD: 3 Hours / Price: £399.00 / Location: London, UK


29 Jan 2019 13:30 - 16:30 - Training & Workshops
This course emphasises the requirements and responsibilities the CF10A role has to carry as a matter of routine to meet regulatory and client expectations in the event of a disaster.

CPD: 3 Points / Price: £399.00 / Location: London, UK


30 Jan 2019 09:30 - 16:30 - Training & Workshops
This course delivers practical guidance on how to implement an AML strategy rooted in a realistic understanding of the risks of exposure to criminal proceeds and terrorism financing.

CPD: 6 Hours / Price: £699.00 / Location: London, UK


05 Feb 2019 09:30 - 11:30 - Training & Workshops
This succinct course is designed to assist Senior Management to have a full understanding of what they need to do to achieve compliance with two specific parts of the Rules.

CPD: 2 Points / Price: £299.00 / Location: London, UK


05 Feb 2019 12:30 - 14:30 - Summit
This concise course gives an overview of the new requirements and explores the issues which firms will need to address and resolve if they are to meet the new regime effectively.

CPD: 2 Hours / Price: £299.00 / Location: London, UK


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