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185 Event(s) Ordered by

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23 Jun 2017 09:30 - 16:30 - Training & Workshops
This course provides practical advice and guidance on the responsibilities of the MLRO, what is expected by the Regulators, both of the Senior Management and the MLRO, and how those responsibilities can be achieved. It should be noted that attendance at this course does assume a good knowledge of the UK’s AML/CTF regulations.

CPD: Not Stated / Price: £649.00 / Location: London, UK


26 Jun 2017 - Training & Workshops
During this highly practical 1 day course you will have a chance to learn about the key elements of the new regulation as well as opportunities and challenges that come with it. You will also be able to identify the relevant issues for your organisation and how EMIR can impact your business.

CPD: Not Stated / Price: Price available upon application / Location: London, UK


26 Jun 2017 - Training & Workshops
During this intensive 1 day course we will illustrate this real and significant threat to our industry and show you how to take a proactive approach to financial crime, enhance the policies, processes and procedures you currently have in place and ensure that everyone in your organisation is ready to protect your firm and the market place.

CPD: Not Stated / Price: Price available upon application / Location: London, UK


26 Jun 2017 - 27 Jun 2017 - Training & Workshops
This practical 2 day course has been tailored for banking professionals who have some experience in domestic payments and want to expand their knowledge of international payments. You will explore the key principles, concepts, practices and current developments in the international payments.

CPD: Not Stated / Price: Price available upon application / Location: London, UK


27 Jun 2017 09:30 - 16:30 - Conferences & Seminars
Having a robust, forward-thinking and customer-focused digital strategy is fast becoming one of the most important considerations for lenders, but how can we ensure that we're getting it right and remain compliant?

CPD: No / Price: £195.00 / Location: London, UK


27 Jun 2017 14:00 - 17:01 - Training & Workshops
The financial crisis of 2008/10 revealed some alarming deficiencies in the governance of firms in the “regulated sector”. Of particular concern to the Regulator is the contribution to good governance of Non-Executive Directors (NEDs) and especially the Independent NEDs (INEDS).

CPD: 7 Points / Price: £349.00 / Location: London, UK


29 Jun 2017 14:00 - 28 Jun 2017 17:00 - Training & Workshops
This course is designed to provide succinct guidance for MLRO in the preparation of the report.

CPD: 3 Hours / Price: £349.00 / Location: London, UK


29 Jun 2017 - Training & Workshops
This one day workshop is intended to provide staff with the appropriate knowledge and skills to set up and manage UCITS funds. The course assumes limited previous knowledge of funds. All aspects of UCITS fund management and operations are covered with particular emphasis on high risk areas in operations. The programme includes many case studies on pricing errors, investment breaches, failures of risk controls and failures of fund governance. We will also examine in more detail particular concerns of the regulators when reviewing fund managers to help you become fully aware of all the compliance requirements.

CPD: Not Stated / Price: £950.00 / Location: London, UK


28 Jun 2017 - 29 Jun 2017 - Training & Workshops
This training program is designed to provide delegates with practical knowledge about the key concepts, systems, processes and procedures in international securities settlement and custodial services as well as operational risks involved. Participants will have a chance to gain skills necessary to facilitate day-to-day transactions and communication processes between all parties involved.

CPD: Not Stated / Price: Price available upon application / Location: London, UK


29 Jun 2017 09:00 - 11:30 - Conferences & Seminars
This practical and participative specialist lecture will provide an introduction to conducting internet and open source investigations and the core skills needed.

CPD: Not Stated / Price: £65.00 / Location: London, UK


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