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93 Event(s) Ordered by

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07 Jun 2018 - Conferences & Seminars
The purpose of this conference is to pull together discussion of all these forces for change and assess their impact for insurance, life insurance and reinsurance companies. We are delighted that David Rule, Executive Director of Insurance and Supervision for the Bank of England will be giving the keynote address.

CPD: Not Stated / Price: Price available upon application / Location: London, UK


08 Jun 2018 - Training & Workshops
The EU has taken on board the G20 commitments and recommendations on reforming the derivatives market. ‘EMIR’ (the European Market Infrastructure Regulation) is the central pillar of this wide ranging program of regulatory reform. It builds a new regulatory framework where market participants have to play and define a new set of rules to comply with.

CPD: Not Stated / Price: £950.00 / Location: London, UK


11 Jun 2018 08:30 - 12 Jun 2018 18:00 - Forum
With the increasing adoption of digitalisation across financial industry, many of the current KYC processes have become obsolete. To be efficient the community must come together to develop a single standard practical approach to customer onboarding build around emerging technologies of Blockchain, ML and AI. Along with enabling operational efficiency and cost reduction, this will allow the much needed focus on de-risking making the onboarding process seamless and effective.

CPD: Not Stated / Price: £2099.00 / Location: London, UK


26 Jun 2018 08:30 - 12 Jun 2018 18:00 - Forum
FinCEN Final Rule imposes yet another regulatory challenge that will force Financial Institutions to rethink their day to day process to achieve efficiency and effectiveness in client onboarding. To be efficient the community must come together to develop a single standard practical approach to customer onboarding build around emerging technologies of Blockchain, ML and AI. Along with enabling operational efficiency and cost reduction, this will allow the much needed focus on de-risking making the onboarding process seamless and effective.

CPD: Not Stated / Price: $2399.00 / Location: US


14 Jun 2018 - Summit
Further details about this event will be available soon. To register your interest in attending this event, please email bookings@cityandfinancial.com.

CPD: Not Stated / Price: Price available upon application / Location: London, UK


20 Jun 2018 - Conferences & Seminars
The event will be looking at both short-term and long-term strategies to navigate BREXIT successfully and retain the current status as Life Sciences Hub, in Europe and beyond.

CPD: Not Stated / Price: Price available upon application / Location: London, UK


25 Jun 2018 - Training & Workshops
You will have a chance to explore the impact of MiFID II, assess the status of FATCA, CRS and AIFMD Reporting and look at other regulations that have recently been implemented such as: SMCR - Senior Managers Regime, SFTR - Securities Financing Transactions Regulation and GDPR. You’ll then look forward to upcoming regulations and the work you should be doing, in order to ensure full compliance in a timely manner.The programme will run through each regulation at a high level, indicating status of each and where firms should be in the process. The Tutor will focus on the practical aspects of each regulation.

CPD: Not Stated / Price: £950.00 / Location: London, UK


26 Jun 2018 - Training & Workshops
This highly practical 1 day course covers the whole UCITS framework with a particular focus on the latest developments in UCITS funds.

CPD: Not Stated / Price: £950.00 / Location: London, UK


28 Jun 2018 - Training & Workshops
During this intensive 1 day course we will illustrate this real and significant threat to our industry and show you how to take a proactive approach to financial crime, enhance the policies, processes and procedures you currently have in place and ensure that everyone in your organisation is ready to protect your firm and the market place.

CPD: Not Stated / Price: £950.00 / Location: London, UK


29 Jun 2018 - Training & Workshops
This very practical 1 day course conducted by an expert with over 20 years of experience within the sector will provide a thorough overview of the CASS regulation, its scope and requirements and prepare participants to effectively comply with it. You will learn about the principles of clients' money and asset protection, how to segregate and hold funds and keep records. You will also learn about the reporting requirements and how to set up all the processes and operations in order to stay compliant.

CPD: Not Stated / Price: £820.00 / Location: London, UK


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