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124 Event(s) Ordered by

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27 Jul 2017 12:00 - 13:30 - Forum
A meeting for members with a shared interest and/or expertise in promoting best practice and improving awareness of fraud risks.

CPD: Not Stated / Price: Price available upon application / Location: London


27 Jul 2017 09:30 - 16:30 - Training & Workshops
It is essential that everyone in a wholesale financial services firm has sufficient knowledge and understanding of the regulatory obligations which arise in the context of the firm’s activities. To have limited, or no knowledge or understanding, could have serious consequences. Senior Managers also need to understand their compliance responsibilities in order that a suitable compliance infrastructure and culture is installed within the firm.

CPD: 7 Points / Price: £649.00 / Location: London


30 Jul 2017 - Training & Workshops
This practical one day workshop will equip you with the most up-to-date knowledge about the latest regulation requirements which apply to the operations of authorised funds.

CPD: Not Stated / Price: Price available upon application / Location: London


01 Aug 2017 - Training & Workshops
This one day interactive workshop is aimed at staff who are dealing with motor insurance for the first time or who have only recently been introduced to the subject. The course will cover the legal aspects of motor insurance as well as the basics of underwriting and policy cover.

CPD: 6 Hours / Price: £195.00 / Location: London


01 Aug 2017 - Training & Workshops
"The aim of this interactive workshop is to develop or update delegates’ existing knowledge of the principles and practice of liability insurance with particular regard to public and products insurance risks. It is suitable for the more experienced delegate involved in either underwriting, claims or broking who is looking to update,supplement or develop their basic knowledge.

CPD: 6 Hours / Price: £140.00 / Location: London


02 Aug 2017 - Training & Workshops
This highly participative workshop concentrates on the interpretation of commercial insurance policy wordings which can be used when comparing alternative policy wordings or considering the finer detail of a wording, possibly in a claims situation.

CPD: 6 Hours / Price: £195.00 / Location: London


03 Aug 2017 - Training & Workshops
This participative workshop provides a more detailed study of some of the more complex features of business interruption insurance.

CPD: 6 Hours / Price: £225.00 / Location: London


03 Aug 2017 09:30 - 12:30 - Training & Workshops
The Money Laundering Reporting Officer (MLRO) is required to produce a report to the governing body of the firm at least once a year. This report must include an opinion as to the effectiveness of the anti-money laundering systems and controls, together with other information that the MLRO needs to bring to the attention of the governing body. This requirement links with the obligation that the MLRO has as an Approved Person.

CPD: 3 Points / Price: £349.00 / Location: London


03 Aug 2017 14:00 - 17:00 - Training & Workshops
This course is specifically designed to assist Senior Management in meeting their obligations under Regulation 21 of the Money Laundering Regulations 2007 (MLR).

CPD: 3 Points / Price: £299.00 / Location: London


08 Aug 2017 09:30 - 11:30 - Training & Workshops
The ever increasing focus by the Regulators on the accountability of Senior Management, particularly when things go wrong, emphasises the importance of individuals in senior positions to have a clear understanding of what is expected of them. This succinct course is designed to assist Senior Management to have a full understanding of what they need to do to achieve compliance with two specific parts of the Rules:

CPD: 2 Points / Price: £299.00 / Location: London


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