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120 Event(s) Ordered by

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21 Nov 2017 09:30 - 12:30 - Training & Workshops
This course is aimed at ensuring current DPOs have a good understanding of their responsibilities and are able to prepare for life under the GDPR when it will become compulsory for firms holding personal information to appoint a DPO.

CPD: 3 Hours / Price: £349.00 / Location: London, UK


21 Nov 2017 13:30 - 16:30 - Training & Workshops
The course is aimed at assisting firms to fully understand the fraud risk, the practicalities involved in mitigating this risk and providing advice on what to do if it happens.

CPD: 3 Points / Price: £349.00 / Location: London, UK


22 Nov 2017 13:30 - 15:30 - Training & Workshops
This course will assist delegates in understanding those elements that go to make corporate governance an effective tool within your organisation.

CPD: 3 Hours / Price: £349.00 / Location: London, UK


24 Nov 2017 09:30 - 16:30 - Training & Workshops
It is essential that everyone in a wholesale financial services firm has sufficient knowledge and understanding of the regulatory obligations which arise in the context of the firm’s activities. To have limited, or no knowledge or understanding, could have serious consequences. Senior Managers also need to understand their compliance responsibilities in order that a suitable compliance infrastructure and culture is installed within the firm.

CPD: 7 Points / Price: £649.00 / Location: London, UK


22 Nov 2017 08:30 - 24 Nov 2017 17:00 - Training & Workshops
Attend and you will equip yourself with: - A clear understanding of the role of performance measurement within asset management firms - The skills required to identify the differences between money- weighted and time-weighted returns and which to use - What constitutes a good benchmark and appropriate customisation calculations - Attribution analysis including fixed income, multi-currency and derivative instruments - The full range of risk-adjusted performance measures including those suitable for hedge funds - The latest developments in performance standards

CPD: 22.5 Hours / Price: £2299.00 / Location: London, UK


28 Nov 2017 09:00 - 12:00 - Training & Workshops
TISA has teamed up with Templar Executives - an award-winning Cyber Security company trusted by Governments and multi-national organisations – to deliver this GCHQ certified training course, designed for directors/senior executives of TISA member firms. The National Cyber Security Centre is part of GCHQ and TISA’s training is an apposite response to the Minister’s request.

CPD: Not Stated / Price: Price available upon application / Location: London, UK


30 Nov 2017 09:30 - 12:30 - Training & Workshops
This succinct 2 hour course provides advice and guidance on compliance with the Statutory and Regulatory requirements relating to Politically Exposed Persons and Financial Sanctions.

CPD: 3 Points / Price: £349.00 / Location: London, UK


30 Nov 2017 12:45 - 17:00 - Training & Workshops
Held by Karen Bond, Director of Walbrook Partners, this course will provide detailed information on Client Money Reconciliation processes and methodologies under CASS 7 and how the oversight of these should be managed, when they are outsourced.

CPD: Not Stated / Price: Price available upon application / Location: London, UK


27 Nov 2017 08:30 - 01 Dec 2017 17:00 - Training & Workshops
This intensive course provides detailed insights into the principles, methods and mathematical tools for understanding the analytics of derivatives structuring, use, valuation and risk management. It discusses the economic intuition behind each important aspect of derivatives in order to show how they can be understood in a more sophisticated way, bridging the gap between theory and practice. The concepts and mathematics are set and illustrated by detailed worked examples from the marketplace.

CPD: 37.5 Hours / Price: £4499.00 / Location: London, UK


04 Dec 2017 09:30 - 11:30 - Training & Workshops
The ever increasing focus by the Regulators on the accountability of Senior Management, particularly when things go wrong, emphasises the importance of individuals in senior positions to have a clear understanding of what is expected of them. This succinct course is designed to assist Senior Management to have a full understanding of what they need to do to achieve compliance with two specific parts of the Rules:

CPD: 2 Points / Price: £299.00 / Location: London, UK


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