Advanced Search






























4 Event(s) Ordered by

1

19 Mar 2018 09:30 - 16:30 - Training & Workshops
The FCA has described the Internal Audit function as “the function of assessing adherence to and the effectiveness of internal systems and controls, procedures and policies.” To enable the function to meet this requirement requires it to be independent of the day-to-day business operations, have access to all the firm’s records and to be resourced by individuals who have a strong moral code of independence and objectivity.

CPD: 6 Points / Price: £649.00 / Location: London, UK


Dates available on application - Training & Workshops
Binding authorities present a significant area of regulatory and business risk to delegating insurers and coverholders. If you are a delegating insurer, how do you monitor your coverholders effectively? If you are a coverholder, what can you do to demonstrate you are acting in the best interests of the insurer and in compliance with regulatory expectations? Focusing on general coverholder activity, business models, internal controls, and system functionality, this one day workshop will provide valuable insights into how insurers and coverholders can provide assurance in this critical area or regulatory and business risk.

CPD: 6 Hours / Price: Price available upon application / Location: London, UK


Dates available on application - Training & Workshops
Good compliance equals good business and good compliance is the responsibility of all staff. This course provides a good introduction to compliance and the contextual understanding you need so you approach your responsibilities with confidence.

CPD: Not Stated / Price: Price available upon application / Location: Channel Islands, UK


Dates available on application - Training & Workshops
Good compliance equals good business and good compliance is the responsibility of all staff. This course provides a good introduction to compliance and the contextual understanding you need so you approach your responsibilities with confidence.

CPD: Not Stated / Price: Price available upon application / Location: UK


1