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6 Event(s) Ordered by

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14 Feb 2019 09:30 - 16:30 - Training & Workshops
This course is specifically designed to assist Senior Management to understand the role of their internal audit function and to assist them in attaining an internal audit function upon which they can rely.

CPD: 6 Hours / Price: £699.00 / Location: London, UK


14 Mar 2019 13:30 - 16:30 - Training & Workshops
This course will examine what “effective” really means in practice and the methods one can use to produce compliance reports that will result in changes where they are needed.

CPD: 3 Hours / Price: £399.00 / Location: London, UK


27 Mar 2019 09:30 - 12:30 - Training & Workshops
This course will provide you with an understanding of what the MAR means to your firm and your employees. The course focuses on the rules and the practical application of systems and controls to identify and reduce the risk of market abuse.

CPD: 3 Hours / Price: £399.00 / Location: London, UK


Dates available on application - Training & Workshops
Binding authorities present a significant area of regulatory and business risk to delegating insurers and coverholders. If you are a delegating insurer, how do you monitor your coverholders effectively? If you are a coverholder, what can you do to demonstrate you are acting in the best interests of the insurer and in compliance with regulatory expectations? Focusing on general coverholder activity, business models, internal controls, and system functionality, this one day workshop will provide valuable insights into how insurers and coverholders can provide assurance in this critical area or regulatory and business risk.

CPD: 6 Hours / Price: Price available upon application / Location: London, UK


Dates available on application - Training & Workshops
Good compliance equals good business and good compliance is the responsibility of all staff. This course provides a good introduction to compliance and the contextual understanding you need so you approach your responsibilities with confidence.

CPD: Not Stated / Price: Price available upon application / Location: Channel Islands, UK


Dates available on application - Training & Workshops
Good compliance equals good business and good compliance is the responsibility of all staff. This course provides a good introduction to compliance and the contextual understanding you need so you approach your responsibilities with confidence.

CPD: Not Stated / Price: Price available upon application / Location: UK


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