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6 Event(s) Ordered by

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17 Oct 2017 12:30 - 16:30 - Conferences & Seminars
With MiFID II implementation just a few months away, this seminar is a timely check on the state of firms' readiness for 3rd January. The seminar will focus on key issues, to help firms sense check their own internal projects and identify gaps to be addressed.

CPD: Not Stated / Price: Price available upon application / Location: Scotland, UK


17 Oct 2017 08:30 - 17:35 - Conferences & Seminars
With only a few months to go now, the Market in Financial Instruments Regulation and Directive, MiFID II, will come into force, introducing the most significant changes to the conduct of financial services and the market environment since the commencement of the EU Commission’s Financial Services Action Plan. It will affect all categories of dealing, broking, asset management and advisory services undertaken by banks, non-banks and other service providers, together with their corporate, institutional and retail customers.

CPD: Not Stated / Price: £395.00 / Location: London, UK


08 Nov 2017 - Summit
Further details about this event will be available soon.

CPD: Not Stated / Price: Price available upon application / Location: London, UK


21 Nov 2017 08:00 - 17:45 - Conferences & Seminars
The event will provide an overview of the political and legal concerns with the Bill, as well as a comprehensive analysis of the practical implications for UK businesses, including an assessment of how businesses can influence the content of the Bill, and the content of delegated legislation which may affect the regulation of their sector.

CPD: Not Stated / Price: £595.00 / Location: London, UK


Dates available on application - Training & Workshops
This focused half day workshop is not designed for Solvency II specialists but for managers and technical staff with a more basic awareness of Solvency II. It will take the story further, providing a deeper and broader understanding of how Solvency II, and the model based approach in particular, will affect their roles in respect of governance, management decision making and business planning. It is also an opportunity to revise the Solvency II essentials and get up to date on implementation, particularly the interim guidelines.

CPD: 3 Hours / Price: Price available upon application / Location: London, UK


Dates available on application - Training & Workshops
This focused workshop will provide a detailed analysis of the UCITS Investment and Borrowing limits, including in respect of derivatives. The programme will include numerous practical examples to clarify the more challenging areas and facilitate understanding.

CPD: 3.5 Hours / Price: Price available upon application / Location: London, UK


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