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24 Event(s) Ordered by

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20 Jun 2019 - 21 Jun 2019 - Training & Workshops
Conducted by an expert with over 18 years of practical experience gained in the City and in major organisations worldwide, this intensive training course explores the best current practices and standards in operational risk management.

CPD: Not Stated / Price: £2095.00 / Location: London, UK


26 Jun 2019 - Training & Workshops
This very practical one day session conducted by a former senior City expert will equip you with a strong understanding of conduct risk and its implications for non-compliance.

CPD: Not Stated / Price: £895.00 / Location: London, UK


27 Jun 2019 - Training & Workshops
This practical one day workshop will equip you with the most up-to-date knowledge about the latest regulation requirements which apply to the operations of authorised funds.

CPD: Not Stated / Price: £950.00 / Location: London, UK


Dates available on application - Bespoke Course
A modular series of updates on the details of and likely impact of Pension Freedom 2015

CPD: Not Stated / Price: £0.00 / Location: London, UK


Dates available on application - Training & Workshops
This focused one day course is designed to equip financial services professionals with an understanding of the essential basic principles and approaches to operational risk management and how they can be applied in the day to day business environment.

CPD: 6 Hours / Price: Price available upon application / Location: London, UK


Dates available on application - Training & Workshops
Putting in place an effective operational risk framework, and getting buy-in for it throughout the business, is critical to a financial services organisation’s success and survival and to its relations with regulators. But operational risk is different in its nature and scope from other types of risk and, with that in mind, this focused two day course will examine the operational risk toolkit and offer a practical approach to implementing a successful operational risk management programme.

CPD: 12 Hours / Price: £0.00 / Location: London, UK


Dates available on application - Training & Workshops
The introduction of the new Approved Person categories CF10 (Compliance) and CF31 (Mortgage Advisers) has presented mortgage firms with a number of compliance, governance and administrative challenges.

CPD: 6 Hours / Price: Price available upon application / Location: London, UK


Dates available on application - Training & Workshops
The introduction of the new Approved Person categories CF10 (Compliance) and CF31 (Mortgage Advisers) has presented mortgage firms with a number of compliance, governance and administrative challenges.

CPD: 6 Hours / Price: Price available upon application / Location: London, UK


Dates available on application - Training & Workshops
This practical course is designed for anyone who manages people and people risk, including Line Management, HR, Compliance and Risk specialists in financial services organisations.

CPD: 4.5 Hours / Price: Price available upon application / Location: London, UK


Dates available on application - Training & Workshops
This timely briefing has been designed specifically for executive and non-executive directors, Significant Influence Function holders and senior Compliance and Business managers, to keep up to date with the changing shape of regulation, assess the potential impacts on business operations and help them consider what practical steps they can take to manage these changes.

CPD: 2 Hours / Price: Price available upon application / Location: London, UK


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