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58 Event(s) Ordered by

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21 Sep 2017 12:00 - 13:30 - Briefings & Speeches
The best way to find out more about ICA Qualifications and how they can benefit your career is by attending the ICA FREE briefing sessions.

CPD: No / Price: £0.00 / Location: Europe


21 Sep 2017 12:00 - 13:30 - Briefings & Speeches
The best way to find out more about ICA Qualifications and how they can benefit your career is by attending the ICA FREE briefing sessions.

CPD: No / Price: £0.00 / Location: Channel Islands, UK


25 Sep 2017 08:30 - 27 Sep 2017 17:00 - Training & Workshops
This course has been designed to cover and explain the theory and practice of risk management at an introductory level, with an emphasis and focus on understanding the principles of risk management and the more complex tools used by the experts.

CPD: 22.5 Hours / Price: £2199.00 / Location: London, UK


28 Sep 2017 - Briefings & Speeches
The best way to find out more about ICA Qualifications and how they can benefit your career is by attending the ICA FREE briefing sessions.

CPD: No / Price: £0.00 / Location: Europe


28 Sep 2017 09:30 - 16:30 - Training & Workshops
It is essential that everyone in a wholesale financial services firm has sufficient knowledge and understanding of the regulatory obligations which arise in the context of the firm’s activities. To have limited, or no knowledge or understanding, could have serious consequences. Senior Managers also need to understand their compliance responsibilities in order that a suitable compliance infrastructure and culture is installed within the firm.

CPD: 7 Points / Price: £649.00 / Location: London, UK


29 Sep 2017 13:30 - 16:30 - Training & Workshops
This course is designed to provide succinct guidance for MLRO in the preparation of the report.

CPD: 3 Hours / Price: £349.00 / Location: London, UK


29 Sep 2017 09:30 - 16:30 - Training & Workshops
The role of the Compliance Officer (CO) is a mandatory position in all firms in the Financial Services Industry. The CO plays a major role in assisting Senior Management to ensure that appropriate and effective systems and controls are in place to achieve and maintain compliance with the applicable Rules.

CPD: 7 Points / Price: £649.00 / Location: London, UK


03 Oct 2017 09:30 - 11:30 - Training & Workshops
The ever increasing focus by the Regulators on the accountability of Senior Management, particularly when things go wrong, emphasises the importance of individuals in senior positions to have a clear understanding of what is expected of them. This succinct course is designed to assist Senior Management to have a full understanding of what they need to do to achieve compliance with two specific parts of the Rules:

CPD: 2 Points / Price: £299.00 / Location: London, UK


03 Oct 2017 13:30 - 15:30 - Training & Workshops
Recent announcements about extending the scope of the Senior Management and Certification Regimes beyond banking will result in asset managers and other firms needing to become familiar with the new regulatory requirements. This concise course gives an overview of the regimes and explores the issues which firms will need to address and resolve if they are to meet the new standards effectively.

CPD: 2 Points / Price: £299.00 / Location: UK


04 Oct 2017 09:30 - 13:00 - Conferences & Seminars
This seminar provides an opportunity to further understand the proposals to extend the proposals to extend the SMCR to almost all regulated firms, effectively replacing the Approved Persons regime, and how this will impact on all individuals involved.

CPD: 3.5 Hours / Price: Price available upon application / Location: London, UK


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