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35 Event(s) Ordered by

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19 Mar 2019 - Summit
With a keynote speech by Matthew Wagstaff, Head of Bribery and Corruption, The Serious Fraud Office, this forum will help you identify the best strategies to manage regulatory and internal investigations and will help you understand both the technical and legal requirements of multiple jurisdictions, as well as the practical concerns and investigative methods used by government regulators and criminal prosecutors.

CPD: Not Stated / Price: £645.00 / Location: London, UK


20 Mar 2019 - 21 Mar 2019 - Training & Workshops
This highly practical 2 day course conducted by financial and banking expert with over 16 years of experience will give you great exposure to the banking sector.

CPD: Not Stated / Price: £950.00 / Location: London, UK


21 Mar 2019 09:30 - 16:30 - Training & Workshops
This course is designed to explain, in a clear and practical way, what the rules are and what needs to be done to achieve and maintain compliance with them.

CPD: 6 Hours / Price: £399.00 / Location: London, UK


22 Mar 2019 09:30 - 11:30 - Training & Workshops
This succinct course is designed to assist Senior Management to have a full understanding of what they need to do to achieve compliance with two specific parts of the Rules.

CPD: 2 Points / Price: £299.00 / Location: London, UK


22 Mar 2019 12:30 - 14:30 - Summit
This concise course gives an overview of the new requirements and explores the issues which firms will need to address and resolve if they are to meet the new regime effectively.

CPD: 2 Hours / Price: £299.00 / Location: London, UK


22 Mar 2019 15:00 - 17:00 - Training & Workshops
This concise course gives an overview of the new requirements and explores the practical implications for individual senior managers arising from the implementation of the SM&CR which they will need to address if they are to meet the new regime effectively.

CPD: 2 Hours / Price: £299.00 / Location: London, UK


26 Mar 2019 - Training & Workshops
This practical one day workshop will equip you with the most up-to-date knowledge about the latest regulation requirements which apply to the operations of authorised funds.

CPD: Not Stated / Price: £950.00 / Location: London, UK


27 Mar 2019 - Training & Workshops
This very practical one day session conducted by a former senior City expert will equip you with a strong understanding of conduct risk and its implications for non-compliance.

CPD: Not Stated / Price: £895.00 / Location: London, UK


28 Mar 2019 09:30 - 16:30 - Training & Workshops
While the nature of the Compliance Function is likely to differ from one firm to another, this course provides an easy to follow breakdown of what the Regulator expects of a CO and explains, in practical terms, how the regulatory expectations and those of Senior management can be achieved.

CPD: 6 Hours / Price: £699.00 / Location: London, UK


28 Mar 2019 - 29 Mar 2019 - Training & Workshops
Conducted by an expert with over 18 years of practical experience gained in the City and in major organisations worldwide, this intensive training course explores the best current practices and standards in operational risk management.

CPD: Not Stated / Price: £2095.00 / Location: London, UK


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