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32 Event(s) Ordered by

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24 Nov 2017 09:30 - 16:30 - Training & Workshops
It is essential that everyone in a wholesale financial services firm has sufficient knowledge and understanding of the regulatory obligations which arise in the context of the firm’s activities. To have limited, or no knowledge or understanding, could have serious consequences. Senior Managers also need to understand their compliance responsibilities in order that a suitable compliance infrastructure and culture is installed within the firm.

CPD: 7 Points / Price: £649.00 / Location: London, UK


22 Nov 2017 08:30 - 24 Nov 2017 17:00 - Training & Workshops
Attend and you will equip yourself with: - A clear understanding of the role of performance measurement within asset management firms - The skills required to identify the differences between money- weighted and time-weighted returns and which to use - What constitutes a good benchmark and appropriate customisation calculations - Attribution analysis including fixed income, multi-currency and derivative instruments - The full range of risk-adjusted performance measures including those suitable for hedge funds - The latest developments in performance standards

CPD: 22.5 Hours / Price: £2299.00 / Location: London, UK


27 Nov 2017 08:30 - 01 Dec 2017 17:00 - Training & Workshops
This intensive course provides detailed insights into the principles, methods and mathematical tools for understanding the analytics of derivatives structuring, use, valuation and risk management. It discusses the economic intuition behind each important aspect of derivatives in order to show how they can be understood in a more sophisticated way, bridging the gap between theory and practice. The concepts and mathematics are set and illustrated by detailed worked examples from the marketplace.

CPD: 37.5 Hours / Price: £4499.00 / Location: London, UK


04 Dec 2017 09:30 - 11:30 - Training & Workshops
The ever increasing focus by the Regulators on the accountability of Senior Management, particularly when things go wrong, emphasises the importance of individuals in senior positions to have a clear understanding of what is expected of them. This succinct course is designed to assist Senior Management to have a full understanding of what they need to do to achieve compliance with two specific parts of the Rules:

CPD: 2 Points / Price: £299.00 / Location: London, UK


04 Dec 2017 13:30 - 15:30 - Training & Workshops
Recent announcements about extending the scope of the Senior Management and Certification Regimes beyond banking will result in asset managers and other firms needing to become familiar with the new regulatory requirements. This concise course gives an overview of the regimes and explores the issues which firms will need to address and resolve if they are to meet the new standards effectively.

CPD: 2 Points / Price: £299.00 / Location: UK


06 Dec 2017 09:30 - 16:30 - Training & Workshops
The role of the Compliance Officer (CO) is a mandatory position in all firms in the Financial Services Industry. The CO plays a major role in assisting Senior Management to ensure that appropriate and effective systems and controls are in place to achieve and maintain compliance with the applicable Rules.

CPD: 7 Points / Price: £649.00 / Location: London, UK


12 Dec 2017 09:30 - 12:30 - Training & Workshops
This course is designed to provide succinct guidance for MLRO in the preparation of the report.

CPD: 3 Hours / Price: £349.00 / Location: London, UK


10 Dec 2017 10:30 - 12 Dec 2017 14:30 - Conferences & Seminars
This event will bring together experts to debate and answer these questions from the perspectives of industry and the regulator.

CPD: 4 Hours / Price: £149.00 / Location: London, UK


12 Dec 2017 13:30 - 16:30 - Training & Workshops
Completion of the CMP is a yardstick that will be used by senior management and the regulator to measure the effectiveness of the compliance function. It is therefore imperative that Compliance Officers, and indeed senior managers, understand what best practice is for the development of a CMP. While the compliance function and the CMP may differ greatly from one organisation to another, this course will go through the steps that should be followed to produce a risk based CMP that will be acceptable to senior management, the Board and the regulator.

CPD: 3 Points / Price: £349.00 / Location: London, UK


13 Dec 2017 13:30 - 15:30 - Training & Workshops
This course is aimed at explaining the COCON rules in practical terms and clarifying what is expected of organisations and individuals.

CPD: 3 Hours / Price: £299.00 / Location: London, UK


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