Advanced Search































43 Event(s) Ordered by

1

23 Jan 2019 09:30 - 12:30 - Training & Workshops
This course is designed to help staff from both functions understand the regulatory foundations behind not only the learning framework, but also the ongoing supervision model.

CPD: 3 Hours / Price: £399.00 / Location: London, UK


24 Jan 2019 09:30 - 16:30 - Training & Workshops
While the nature of the Compliance Function is likely to differ from one firm to another, this course provides an easy to follow breakdown of what the Regulator expects of a CO and explains, in practical terms, how the regulatory expectations and those of Senior management can be achieved.

CPD: 6 Hours / Price: £699.00 / Location: London, UK


25 Jan 2019 09:30 - 16:30 - Training & Workshops
This course is designed to assist Senior Management to embed a compliance ethos in the individual and a strong compliance culture throughout the firm.

CPD: 6 Hours / Price: £699.00 / Location: London, UK


05 Feb 2019 09:30 - 11:30 - Training & Workshops
This succinct course is designed to assist Senior Management to have a full understanding of what they need to do to achieve compliance with two specific parts of the Rules.

CPD: 2 Points / Price: £299.00 / Location: London, UK


05 Feb 2019 12:30 - 14:30 - Summit
This concise course gives an overview of the new requirements and explores the issues which firms will need to address and resolve if they are to meet the new regime effectively.

CPD: 2 Hours / Price: £299.00 / Location: London, UK


07 Feb 2019 12:30 - 14:30 - Training & Workshops
This course provides an opportunity for those with supervisory responsibilities to explore the nature of their leadership role, to understand how supervision contributes to business success and to identify some of the key activities which the role demands of them.

CPD: 2 Hours / Price: £299.00 / Location: London, UK


07 Feb 2019 15:00 - 17:00 - Training & Workshops
This concise course gives an overview of the new requirements and explores the practical implications for individual senior managers arising from the implementation of the SM&CR which they will need to address if they are to meet the new regime effectively.

CPD: 2 Hours / Price: £299.00 / Location: London, UK


08 Feb 2019 13:30 - 16:30 - Training & Workshops
This course is designed to explain, in a clear and practical way, what the rules are and what needs to be done to achieve and maintain compliance with them.

CPD: 3 Hours / Price: £399.00 / Location: London, UK


22 Feb 2019 09:30 - 16:30 - Training & Workshops
This course is designed to assist Senior Management to embed a compliance ethos in the individual and a strong compliance culture throughout the firm.

CPD: 6 Hours / Price: £699.00 / Location: London, UK


28 Feb 2019 09:30 - 16:30 - Training & Workshops
While the nature of the Compliance Function is likely to differ from one firm to another, this course provides an easy to follow breakdown of what the Regulator expects of a CO and explains, in practical terms, how the regulatory expectations and those of Senior management can be achieved.

CPD: 6 Hours / Price: £699.00 / Location: London, UK


1