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TISA - CASS - Seeing through Client Money Reconciliations

30 Nov 2017 12:45 - 17:00
Cathedral View, St Vincent’s Centre
Carlisle Place, London, SW1P 1NL
Training & Workshops, Client Assets & Money CASS
Life Assurance, Pensions, Wealth Management, Banking, Clearing Houses, Outsourcing, Consumer Credit, Energy Market Participants, Gaming, Investor Relations, General Insurance, Mortgage & Home Finance, Securities & Investment

Costs: Members: £400. Non-members: £500.


Held by Karen Bond, Director of Walbrook Partners, this course will provide detailed information on Client Money Reconciliation processes and methodologies under CASS 7 and how the oversight of these should be managed, when they are outsourced. Participants will receive practical explanations related to the real life operation of reconciliations, including:

• Regulatory background and the applicable rules
• Internal and external client money reconciliations – purpose and differences
• Internal client money methodologies
• Calculation of client money requirements
• Treatment of discrepancies 
• Funding requirements
• Breaches relating to reconciliations
• Oversight of outsource providers’ reconciliation processes

The course will be suitable for those with little or no experience in this area or who wish to refresh their knowledge. Types of business covered will include those within scope of CASS 7, including fund managers, wealth managers and platforms. Where applicable, the impact of the new FRC audit standards in relation to CASS will be considered. A short test will be undertaken at the end of the session so you have proof of what you have learned when marked.

Registration at 12:45, to commence at 13:00 and to conclude at 17:00

Price available upon application
Not Stated
Dakota House, 25 Falcon Court, Preston Farm Business Park, STOCKTON-ON-TEES, TS18 3TX.

Tel: +44 (0) 1642 666999