Advanced Search

Senior Managers Regime

26 Mar 2019
Contact Event Organiser
London, UK.
Training & Workshops, Investment & Securities
Securities & Investment, Banking, Audit, Tax & Accountancy, Clearing Houses, Outsourcing, Consumer Credit, Energy Market Participants, Gaming, General Insurance, Investor Relations, Legal, Life Assurance, Mortgage & Home Finance, Pensions, Wealth Management

Special Early Bird Offer until 31 Jan £750 + VAT. Regular price £895 + VAT. 10% discount for 3 people.


In March 2016 the first part of Senior Managers Regime ‘SMR’ came into force together with it's equivalent for the insurance sector - SIMR - Senior Insurance Managers Regime. Both set out key elements of holding individuals within financial services to account to maintain long-terms stability of organisations.

By March 2018 Certification Regime ‘CR’ will replace current Approved Persons regime. The Regulator wants to keep key senior managers accountable in case of any mismanagement in order to avoid some of the high profile cases from the past few years.  

Attending this one day course will give you an overview of what the regulator requires of senior managers and what this means to the firm as a whole. Learn about key considerations and actions, what needs to be done and the responsibilities to be adopted by those of significant influence within your firm.
Benefits of the course:
  • Reduce the risks of breaching the new regulation
  • Get a real-life perspective on the role of a regulated Senior Manager - The course will help you get a working understanding of the complex rules and give you a firm grasp on your responsibilities, and help you perform your role in a way that protects you and your firm from FCA sanctions.
  • Protect you and your firm by identifying your high-risk activities - The course guides you through the practical application of the rules in a way that gives a better understanding of your business and the activities that are putting you at a greater risk.

Not Stated
Eureka Financial Ltd
23 Hanover Square, London, W1S 1JB.

Tel: +44 (0) 207 993 8597