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Financial Promotion under CONC

Dates available on application
TBA.
London, UK.
Training & Workshops, Other, General Interest
Banking, Clearing Houses, Outsourcing, Consumer Credit, Energy Market Participants, Gaming, General Insurance, Investor Relations, Life Assurance, Mortgage & Home Finance, Pensions, Securities & Investment, Wealth Management

If you are interested in booking this course, or if you have any questions, please call call us on 01908 488170.

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Course Outline & Objectives 

FCA regulation brings many challenges to consumer credit firms, not least with regard to financial promotions. The CONC Sourcebook introduces a whole new set of rules, guidance and ‘standards’ for Marketing and Compliance teams, along with a higher level of scrutiny and more severe consequences for failings. This practical workshop is designed to help firms ensure and demonstrate compliance in this area of high regulatory and reputational risk. 

Attending will help you: 

  • Keep up to date with the impact of regulatory developments on financial promotions
  • Update and refresh your knowledge of the relevant CONC requirements
  • Review the application of the rules in challenging or high risk areas
  • Recognise the differences between promotions and other communications
  • Check the effectiveness of your approvals process and compliance controls
  • Understand how the rules impact digital media
  • Consider how you can evidence your promotions present the offer fairly 


Who will benefit 

If you have responsibility for creating or approving advertisements and other communications for consumer credit products, this workshop will help you understand and comply with regulatory expectations. Firms gain real business benefits from sending people from their Compliance and Marketing areas. 


Training Approach 

This course will use a combination of tutor input, discussion, examples and case studies to identify and address the practical digital media issues facing financial institutions. Class size will be limited to 16 to ensure a high-quality learning environment. 


Course Leader: Charles Meade-King 

Charles is a solicitor and compliance professional with over 20 years experience in the financial services industry, including roles at board and senior level for Alliance & Leicester, Inter-Alliance and London Life. He has considerable expertise in risk and compliance management, has recruited and established several compliance, T&C and training functions and successfully navigated numerous regulatory inspection visits. More recently Charles has advised regulated businesses on their preparations for authorisation by the financial regulators and how to shape their strategy and operations accordingly. As a result of his background, Charles is able to offer an unusual blend of legal, compliance and management skills. 


Course Agenda: http://www.ctp.uk.com/Course-Directory/Courses/non-open-courses/Financial-Promotion-under-CONC.aspx

Price available upon application
6 Hours
Corporate Training Partnerships
499 Silbury Boulevard, Milton Keynes, Buckinghamshire, MK9 2AH

Email: suzanneash@ctp.uk.com
Tel: +44 (0) 1908 488170
Contact: Suzanne Ash