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If you would like to discuss your training requirements in more detail please contact Graham Dix on 020 3141 9546 or your usual Cordium consultant.
Recent announcements about extending the scope of the Senior Management and Certification Regimes beyond banking will result in asset managers and other firms needing to become familiar with the new regulatory requirements. This concise course gives an overview of the regimes and explores the issues which firms will need to address and resolve if they are to meet the new standards effectively.
Course aimed at: Senior Management, including Directors, Non-Executive Directors and other Approved Persons; Risk, Compliance and Internal Audit specialists; Human Resources and Learning and Development specialists.
This course can also be delivered as an onsite course or as an instructor lead course at a firm’s office.
Demystifying Derivative Instruments,
26 Oct 2017 09:30
LGBT in the Financial Services Industry Summit,
30 Oct 2017 08:15
TISA Annual Conference 2017 - keynote speaker is the Rt Hon. David Gauke MP, Secretary of State for Work and Pensions,
21 Nov 2017
ABI - Meeting regulatory expectations of value for money,
10 Dec 2017 10:30
School of Private Equity ,
13 Nov 2017 08:30
The Senior Managers’ and Certification Regime for Dual regulated firms,
04 Dec 2017 13:30
Great fraud debate,
28 Nov 2017 18:00
ABI - Annual Conference 2018,
27 Feb 2018 08:45
TISA - The Decumulation Deep Dive,
24 Nov 2017 09:00
The Mechanics of Global Financial Markets,
Dates available on application
ABI - From Brussels to Basel: Internal models in the Insurance Capital Standard and implications for the UK,
15 Nov 2017 09:00