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If you would like to discuss your training requirements in more detail please contact Graham Dix on 020 3141 9546 or your usual Cordium consultant.
Recent announcements about extending the scope of the Senior Management and Certification Regimes beyond banking will result in asset managers and other firms needing to become familiar with the new regulatory requirements. This concise course gives an overview of the regimes and explores the issues which firms will need to address and resolve if they are to meet the new standards effectively.
Course aimed at: Senior Management, including Directors, Non-Executive Directors and other Approved Persons; Risk, Compliance and Internal Audit specialists; Human Resources and Learning and Development specialists.
This course can also be delivered as an onsite course or as an instructor lead course at a firm’s office.
TISA - AML and Financial Crime - What to do now,
31 Jan 2018 12:30
22 Feb 2018
TISA - Product Management & Governance,
31 Jan 2018 09:30
Reducing the risk of supply chain fraud (20 minute lunch webinar),
10 May 2018 12:30
The 2nd UK Financial Services BREXIT Summit,
31 Jan 2018
TISA - Demonstrating and Evidencing Suitability,
22 Feb 2018 09:30
TISA - GDPR and PSD2 Data Security for Business Managers, Risk & Compliance,
07 Feb 2018 12:45
Bribery and corruption update (20 minute lunch webinar),
28 Feb 2018 12:30
Brexit and the UK Energy Sector: Implications for Market Participants,
19 Feb 2018
Understanding financial statements,
Dates available on application
ABI - Meeting regulatory expectations of value for money,
10 Dec 2017 10:30