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If you would like to discuss your training requirements in more detail please contact Graham Dix on 020 7484 3987 or your usual Cordium consultant.
Course Background: From 7th March 2017, the obligation to comply with the Code of Conduct rules will be expanded to include almost all staff involved in any form of regulated activity in organisations within the scope of the Senior Managers and Certification Regime (“SMCR”).
This course is aimed at explaining the COCON rules in practical terms and clarifying what is expected of organisations and individuals.
To provide delegates with:
Course aimed at: Senior Management, Certified and non-certified individuals, Risk, Compliance and Internal Audit specialists, Human Resources and Learning and Development specialists.
This course can be delivered onsite or as an instructor lead course at a firm’s office.
Cyber Security Leaders Forum,
Asia & Middle East
26 Mar 2018
Understanding financial statements,
Dates available on application
CML annual dinner 2017,
06 Dec 2017 18:30
Great fraud debate,
28 Nov 2017 18:00
The Senior Managers’ and Certification Regime for Dual regulated firms,
04 Dec 2017 13:30
TISA - Demonstrating and Evidencing Suitability,
22 Feb 2018 09:30
TISA - AML and Financial Crime - What to do now,
31 Jan 2018 12:30
TISA - Lifetime ISA,
07 Dec 2017 12:30
TISA - Product Management & Governance,
31 Jan 2018 09:30
Brexit and the UK Energy Sector: Implications for Market Participants,
19 Feb 2018
TISA - MiFID II for Project Managers, Risk & Compliance,
06 Dec 2017 09:30