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If you would like to discuss your training requirements in more detail please contact Graham Dix on 020 7484 3987 or your usual Cordium consultant.
Course Background: From 7th March 2017, the obligation to comply with the Code of Conduct rules will be expanded to include almost all staff involved in any form of regulated activity in organisations within the scope of the Senior Managers and Certification Regime (“SMCR”).
This course is aimed at explaining the COCON rules in practical terms and clarifying what is expected of organisations and individuals.
To provide delegates with:
Course aimed at: Senior Management, Certified and non-certified individuals, Risk, Compliance and Internal Audit specialists, Human Resources and Learning and Development specialists.
This course can be delivered onsite or as an instructor lead course at a firm’s office.
Senior Management Obligations in FCA Regulated Firms,
09 Mar 2018 09:30
2nd Annual Women in Finance Summit,
22 Mar 2018
Senior Managers Regime,
23 Apr 2018
Bribery and corruption update (20 minute lunch webinar),
28 Feb 2018 12:30
23 Feb 2018 09:30
Financial Crime Prevention,
05 Mar 2018 09:30
Reducing the risk of supply chain fraud (20 minute lunch webinar),
10 May 2018 12:30
Anti-Money Laundering Awareness (AML),
05 Mar 2018 13:30
ACAMS moneylaundering.com 23rd Annual International AML & Financial Crime Conference,
09 Apr 2018
Open Banking: What does it really mean?,
11 Apr 2018
AML & KYC,
22 Mar 2018