Advanced Search






























Financial Crime Prevention

05 Mar 2018 09:30 - 13:30
Cordium UK offices
130 Jermyn Street, London, SW1Y 4UR.
Training & Workshops, Financial Crime
Banking, Clearing Houses, Outsourcing, Consumer Credit, Energy Market Participants, Gaming, General Insurance, Investor Relations, Life Assurance, Mortgage & Home Finance, Pensions, Securities & Investment, Wealth Management

£299 + VAT. This course can be delivered onsite or as an instructor lead course at a firm’s office. If you would like to discuss your training requirements in more detail please contact Graham Dix on 020 7484 3987 or your usual Cordium consultant.

BOOK NOW

This course is specifically designed to assist Senior Management in meeting their statutory and regulatory obligations.

Any failure to meet these obligations is a breach of the MLR and of the FCA/PRA Rules in “Senior Management Arrangements, Systems and Control (SYSC).

As Bribery and Corruption and Market Abuse may involve the proceeds of crime they are natural derivatives of AML so this course also includes an explanation of the offences and penalties under the Bribery Act 2010 and the Market Abuse regime.

The course includes examples of the offences that could have an impact on senior management, including the potential for 2 years in prison for not taking sufficient steps to prevent bribery. One of the steps toward prevention is of course the provision of training.

Course Objectives:

  • A sound knowledge of what AML/CTF, ABC and MA are
  • The obligations on the firm and each individual
  • An understanding of the importance of the JMLSG
  • An opportunity to benchmark your knowledge and current compliance arrangements
  • Comfort that the firm is compliant with Regulation 24 and is able to demonstrate that staff have been made aware of AML, ABC and MA

Key topics:

  1. What Money Laundering is
  2. Terrorism
  3. The Legal Framework
  4. JMLSG Guidance: including the risk based approach
  5. Suspicious Activity Reporting
  6. Awareness and Training
  7. Record Keeping
  8. Anti-Bribery and Corruption and Market Abuse

Course aimed at: All staff

This course can be delivered onsite or as an instructor lead course at a firm’s office.

If you would like to discuss your training requirements in more detail please contact Graham Dix on 020 7484 3987 or your usual Cordium consultant.

£299.00
3 Hours
Cordium - Education and Training
130 Jermyn Street, London, SW1Y 4UR, United Kingdom.

Email: Graham.Dix@Cordium.com
Tel: +44 (0) 20 7691 9722
Contact: Graham Dix. Manager Training Solutions