Cordium - Education and Training

130 Jermyn Street, London, SW1Y 4UR, United Kingdom.
+44 (0) 20 7691 9722
+44 20 7839 4746
Graham Dix. Manager Training Solutions

Cordium Training Solutions is the arm of Cordium Consulting that provides compliance training for all types of firms in the financial services industry. All courses are delivered by subject specialists who have extensive knowledge and experience of the regulatory environment. Cordium Training Solutions  has achieved “Accredited” status by The Chartered Institute for Securities and Investment so you can be assured the courses meet the highest standards and are interactive and engaging sessions.

Cordium has provided training to firms since it was founded in 1997 and we have trained over many thousands of individuals, ranging from support staff to Directors; CEOs and Non-Executive Directors, at courses delivered at Cordium’s offices or on-site at firms’ own offices.

The individuals we have trained come from a large variety of firms in both the wholesale and retail markets, ranging from start-ups to large firms with well-established track records which utilise a broad array of investment strategies and styles.

We constantly review and update our training material to reflect current regulatory developments as they happen by applying the knowledge that is gained from both the trainers and Cordium’s regulatory consultants who work on a day-to-day basis with hundreds of clients globally.

All our courses that are delivered in-house at our St James’s Square offices have a maximum of 12 delegates per class ensuring interactive and dynamic training courses. If you are interested in creating a training course that is specific for your firm’s business needs we can also adapt our courses specifically for your firm.

18 Event(s) Ordered by

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21 Mar 2018 13:30 - 21 Feb 2018 16:30 - Training & Workshops
Recent announcements about extending the scope of the Senior Management and Certification Regimes beyond banking will result in asset managers and other firms needing to become familiar with the new regulatory requirements. This concise course gives an overview of the regimes and explores the issues which firms will need to address and resolve if they are to meet the new standards effectively.

CPD: 3 Points / Price: £349.00 / Location: London, UK


23 Feb 2018 09:30 - 16:30 - Training & Workshops
It is essential that everyone in a wholesale financial services firm has sufficient knowledge and understanding of the regulatory obligations which arise in the context of the firm’s activities. To have limited, or no knowledge or understanding, could have serious consequences. Senior Managers also need to understand their compliance responsibilities in order that a suitable compliance infrastructure and culture is installed within the firm.

CPD: 7 Points / Price: £649.00 / Location: London, UK


01 Mar 2018 09:30 - 16:30 - Training & Workshops
This is a very interactive one day course, designed to provide practical guidance to individuals involved in selling investment products to consumers.

CPD: 6 Points / Price: £649.00 / Location: London, UK


02 Mar 2018 09:30 - 16:30 - Training & Workshops
The course includes examples of the offences that could have an impact on your business and individuals, including the potential for personal fines, prohibition or criminal proceedings.

CPD: 6 Points / Price: £649.00 / Location: London, UK


05 Mar 2018 09:30 - 13:30 - Training & Workshops
This course is specifically designed to assist Senior Management in meeting their statutory and regulatory obligations. Any failure to meet these obligations is a breach of the MLR and of the FCA/PRA Rules in “Senior Management Arrangements, Systems and Control (SYSC).

CPD: 3 Hours / Price: £299.00 / Location: London, UK


05 Mar 2018 13:30 - 16:30 - Training & Workshops
Under Regulation 24 of the Money Laundering Regulations 2017 (MLR) Senior Management must ensure that immediately on joining the firm employees at all levels of seniority receive training in AML. In addition refresher training must also be provided at a frequency determined by the firm’s AML risk assessment.

CPD: 3 Hours / Price: £299.00 / Location: London, UK


08 Mar 2018 09:30 - 11:30 - Training & Workshops
Recent announcements about extending the scope of the Senior Management and Certification Regimes beyond banking will result in asset managers and other firms needing to become familiar with the new regulatory requirements. This concise course gives an overview of the regimes and explores the issues which firms will need to address and resolve if they are to meet the new standards effectively.

CPD: 2 Points / Price: £299.00 / Location: London, UK


08 Mar 2018 13:30 - 15:30 - Training & Workshops
This course is aimed at explaining the COCON rules in practical terms and clarifying what is expected of organisations and individuals.

CPD: 3 Hours / Price: £299.00 / Location: London, UK


09 Mar 2018 09:30 - 11:30 - Training & Workshops
The ever increasing focus by the Regulators on the accountability of Senior Management, particularly when things go wrong, emphasises the importance of individuals in senior positions to have a clear understanding of what is expected of them. This succinct course is designed to assist Senior Management to have a full understanding of what they need to do to achieve compliance with two specific parts of the Rules:

CPD: 2 Points / Price: £299.00 / Location: London, UK


13 Mar 2018 09:30 - 12:30 - Training & Workshops
Data security and protection are now at the fore-front of the fight to prevent both fraud and regulatory censure for lax controls over customer data. Latest statistics indicate that UK business is facing an annual £98.6 billion fraud bill. Instances of white collar crime are on the rise, evidenced by the huge rise in cybercrime and cyber-enabled fraud. Seven out of ten frauds involve some kind of technology. Prosecutions have trebled over the last three years, with a 200% increase in the number charged with “cyber” offences.

CPD: 3 Hours / Price: £349.00 / Location: London, UK


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