Cordium - Education and Training

130 Jermyn Street, London, SW1Y 4UR, United Kingdom.
+44 (0) 20 7691 9722
+44 20 7839 4746
Graham Dix. Manager Training Solutions

Cordium Training Solutions is the arm of Cordium Consulting that provides compliance training for all types of firms in the financial services industry. All courses are delivered by subject specialists who have extensive knowledge and experience of the regulatory environment. Cordium Training Solutions  has achieved “Accredited” status by The Chartered Institute for Securities and Investment so you can be assured the courses meet the highest standards and are interactive and engaging sessions.

Cordium has provided training to firms since it was founded in 1997 and we have trained over many thousands of individuals, ranging from support staff to Directors; CEOs and Non-Executive Directors, at courses delivered at Cordium’s offices or on-site at firms’ own offices.

The individuals we have trained come from a large variety of firms in both the wholesale and retail markets, ranging from start-ups to large firms with well-established track records which utilise a broad array of investment strategies and styles.

We constantly review and update our training material to reflect current regulatory developments as they happen by applying the knowledge that is gained from both the trainers and Cordium’s regulatory consultants who work on a day-to-day basis with hundreds of clients globally.

All our courses that are delivered in-house at our St James’s Square offices have a maximum of 12 delegates per class ensuring interactive and dynamic training courses. If you are interested in creating a training course that is specific for your firm’s business needs we can also adapt our courses specifically for your firm.

31 Event(s) Ordered by

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23 Nov 2016 09:30 - 12:30 - Training & Workshops
The FCA continues to be concerned about a firm’s ability to demonstrate it has sufficient resources, expertise and procedures in place to avoid client money/ custody disasters and meet the requirements of the CASS Rules. .

CPD: 3 Points / Price: £349.00 / Location: London, UK


20 Dec 2017 09:30 - 16:30 - Training & Workshops
The role of the Compliance Officer (CO) is a mandatory position in all firms in the Financial Services Industry. The CO plays a major role in assisting Senior Management to ensure that appropriate and effective systems and controls are in place to achieve and maintain compliance with the applicable Rules.

CPD: 7 Points / Price: £649.00 / Location: London, UK


23 Oct 2018 09:30 - 12:30 - Training & Workshops
A robust and well defined governance structure underpins all effective governance frameworks and is key to compliance with the FCA’s requirements in its Systems and Controls handbook (SYSC). This course will assist delegates in understanding those elements that go to make corporate governance an effective tool within your organisation.

CPD: 3 Hours / Price: £349.00 / Location: London, UK


25 Oct 2018 09:30 - 16:30 - Training & Workshops
The role of the Compliance Officer (CO) is a mandatory position in all firms in the Financial Services Industry. The CO plays a major role in assisting Senior Management to ensure that appropriate and effective systems and controls are in place to achieve and maintain compliance with the applicable Rules.

CPD: 7 Points / Price: £649.00 / Location: London, UK


30 Oct 2018 09:30 - 12:30 - Training & Workshops
This briefing seeks to focus on the key role of the INEDs, what regulators expect of them and will point to the critical on-going relationship between the Board/Executive Body, Senior Management and all in the firm, whether they are from the EU or elsewhere, i.e. “the tone from the top”.

CPD: 7 Points / Price: £349.00 / Location: London, UK


30 Oct 2018 13:30 - 16:30 - Training & Workshops
From 25th May 2018 the General Data Protection Regulation (GDPR) replaces the UK Data Protection Act 1998. Firms will have been preparing for this for some time, considering how the changes will affect them. The objective of this course is to “square the circle” by explaining to employees at all levels the practical impact on them, their employer and the potential for higher penalties under the GDPR for failure to comply.

CPD: 3 Hours / Price: £349.00 / Location: London, UK


01 Nov 2018 09:30 - 12:30 - Training & Workshops
This course will provide you with an understanding of what the MAR means to your firm and your employees. The course focuses on the rules and the practical application of systems and controls to identify and reduce the risk of market abuse.

CPD: 3 Hours / Price: £349.00 / Location: London, UK


01 Nov 2018 13:30 - 16:30 - Training & Workshops
The course is aimed at assisting firms to fully understand the fraud risk, the practicalities involved in mitigating this risk and providing advice on what to do if it happens.

CPD: 3 Points / Price: £349.00 / Location: London, UK


06 Nov 2018 09:30 - 12:30 - Training & Workshops
This succinct 3 hour course provides advice and guidance on compliance with the Statutory and Regulatory requirements relating to Politically Exposed Persons and Financial Sanctions.

CPD: 3 Points / Price: £349.00 / Location: London, UK


07 Nov 2018 09:30 - 11:30 - Training & Workshops
The ever increasing focus by the Regulators on capital adequacy and the accountability of Senior Management, particularly when things go wrong, emphasises the importance of individuals in senior Management positions having a clear understanding.

CPD: 2 Points / Price: £299.00 / Location: London, UK


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