Cordium - Education and Training

Norfolk House, 31 St James’s Square, London SW1Y 4JJ.
+44 (0) 20 7691 9722
Graham Dix. Manager Training Solutions

Cordium Training Solutions is the arm of Cordium Consulting that provides compliance training for all types of firms in the financial services industry. All courses are delivered by subject specialists who have extensive knowledge and experience of the regulatory environment. Cordium Training Solutions  has achieved “Accredited” status by The Chartered Institute for Securities and Investment so you can be assured the courses meet the highest standards and are interactive and engaging sessions.

Cordium has provided training to firms since it was founded in 1997 and we have trained over many thousands of individuals, ranging from support staff to Directors; CEOs and Non-Executive Directors, at courses delivered at Cordium’s offices or on-site at firms’ own offices.

The individuals we have trained come from a large variety of firms in both the wholesale and retail markets, ranging from start-ups to large firms with well-established track records which utilise a broad array of investment strategies and styles.

We constantly review and update our training material to reflect current regulatory developments as they happen by applying the knowledge that is gained from both the trainers and Cordium’s regulatory consultants who work on a day-to-day basis with hundreds of clients globally.

All our courses that are delivered in-house at our St James’s Square offices have a maximum of 12 delegates per class ensuring interactive and dynamic training courses. If you are interested in creating a training course that is specific for your firm’s business needs we can also adapt our courses specifically for your firm.

32 Event(s) Ordered by

1

19 Oct 2017 09:30 - 16:30 - Training & Workshops
The course includes examples of the offences that could have an impact on your business and individuals, including the potential for personal fines, prohibition or criminal proceedings.

CPD: 6 Points / Price: £649.00 / Location: London, UK


24 Oct 2017 09:30 - 14:30 - Training & Workshops
This course is designed to provide succinct guidance for MLRO in the preparation of the report.

CPD: 3 Hours / Price: £349.00 / Location: London, UK


24 Oct 2017 13:30 - 16:30 - Training & Workshops
Completion of the CMP is a yardstick that will be used by senior management and the regulator to measure the effectiveness of the compliance function. It is therefore imperative that Compliance Officers, and indeed senior managers, understand what best practice is for the development of a CMP. While the compliance function and the CMP may differ greatly from one organisation to another, this course will go through the steps that should be followed to produce a risk based CMP that will be acceptable to senior management, the Board and the regulator.

CPD: 3 Points / Price: £349.00 / Location: London, UK


26 Oct 2017 09:30 - 16:30 - Training & Workshops
This course is designed to give real insight into the “post crisis” use of Derivatives and the role they play in the management of portfolios at Asset Managers and Hedge Funds alike. It is now essential to have a good understanding of how these products work. This course will allow you to understand how they are used by Managers and how the fast changing Regulatory Environment they operate in, is affecting them.

CPD: 6 Hours / Price: £649.00 / Location: London, UK


27 Oct 2017 09:30 - 16:30 - Training & Workshops
It is essential that everyone in a wholesale financial services firm has sufficient knowledge and understanding of the regulatory obligations which arise in the context of the firm’s activities. To have limited, or no knowledge or understanding, could have serious consequences. Senior Managers also need to understand their compliance responsibilities in order that a suitable compliance infrastructure and culture is installed within the firm.

CPD: 7 Points / Price: £649.00 / Location: London, UK


01 Nov 2017 15:00 - 17:00 - Training & Workshops
The ever increasing focus by the Regulators on capital adequacy and the accountability of Senior Management, particularly when things go wrong, emphasises the importance of individuals in senior Management positions having a clear understanding.

CPD: 2 Points / Price: £299.00 / Location: London, UK


02 Nov 2017 09:30 - 11:30 - Training & Workshops
This course is aimed at explaining the COCON rules in practical terms and clarifying what is expected of organisations and individuals.

CPD: 3 Hours / Price: £299.00 / Location: London, UK


02 Nov 2017 - 03 Nov 2017 - Training & Workshops
This comprehensive and highly interactive course is designed to provide delegates with an excellent understanding of the financial markets and how they work. This is an ideal course for people working in the back office, Finance, Risk, Internal Audit and Compliance functions as well as individuals new to the industry who need to enhance their knowledge of the various and often complex financial markets. Individuals attending this course will learn about the market participants, the variety of financial instruments, why and how they are used, the risks involved and the various economic factors that have an impact on the markets. All of this is explained in an interactive and clearly understandable manner. Case studies are used throughout the course to help bring the markets to life and to foster interaction.

CPD: 14 Hours / Price: £999.00 / Location: London, UK


07 Nov 2017 09:30 - 11:30 - Training & Workshops
The ever increasing focus by the Regulators on the accountability of Senior Management, particularly when things go wrong, emphasises the importance of individuals in senior positions to have a clear understanding of what is expected of them. This succinct course is designed to assist Senior Management to have a full understanding of what they need to do to achieve compliance with two specific parts of the Rules:

CPD: 2 Points / Price: £299.00 / Location: London, UK


07 Nov 2017 13:30 - 15:30 - Training & Workshops
Recent announcements about extending the scope of the Senior Management and Certification Regimes beyond banking will result in asset managers and other firms needing to become familiar with the new regulatory requirements. This concise course gives an overview of the regimes and explores the issues which firms will need to address and resolve if they are to meet the new standards effectively.

CPD: 2 Points / Price: £299.00 / Location: UK


1