Cordium - Education and Training

Norfolk House, 31 St James’s Square, London SW1Y 4JJ.
+44 (0) 20 7691 9722
Graham Dix. Manager Training Solutions

Cordium Training Solutions is the arm of Cordium Consulting that provides compliance training for all types of firms in the financial services industry. All courses are delivered by subject specialists who have extensive knowledge and experience of the regulatory environment. Cordium Training Solutions  has achieved “Accredited” status by The Chartered Institute for Securities and Investment so you can be assured the courses meet the highest standards and are interactive and engaging sessions.

Cordium has provided training to firms since it was founded in 1997 and we have trained over many thousands of individuals, ranging from support staff to Directors; CEOs and Non-Executive Directors, at courses delivered at Cordium’s offices or on-site at firms’ own offices.

The individuals we have trained come from a large variety of firms in both the wholesale and retail markets, ranging from start-ups to large firms with well-established track records which utilise a broad array of investment strategies and styles.

We constantly review and update our training material to reflect current regulatory developments as they happen by applying the knowledge that is gained from both the trainers and Cordium’s regulatory consultants who work on a day-to-day basis with hundreds of clients globally.

All our courses that are delivered in-house at our St James’s Square offices have a maximum of 12 delegates per class ensuring interactive and dynamic training courses. If you are interested in creating a training course that is specific for your firm’s business needs we can also adapt our courses specifically for your firm.

20 Event(s) Ordered by

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22 Aug 2017 09:30 - 16:30 - Training & Workshops
The course includes examples of the offences that could have an impact on your business and individuals, including the potential for personal fines, prohibition or criminal proceedings.

CPD: 6 Points / Price: £649.00 / Location: London, UK


24 Aug 2017 09:30 - 16:30 - Training & Workshops
It is essential that everyone in a wholesale financial services firm has sufficient knowledge and understanding of the regulatory obligations which arise in the context of the firm’s activities. To have limited, or no knowledge or understanding, could have serious consequences. Senior Managers also need to understand their compliance responsibilities in order that a suitable compliance infrastructure and culture is installed within the firm.

CPD: 7 Points / Price: £649.00 / Location: London, UK


25 Aug 2017 09:30 - 16:30 - Training & Workshops
This course provides practical advice and guidance on the responsibilities of the MLRO, what is expected by the Regulators, both of the Senior Management and the MLRO, and how those responsibilities can be achieved. It should be noted that attendance at this course does assume a good knowledge of the UK’s AML/CTF regulations.

CPD: Not Stated / Price: £649.00 / Location: London, UK


30 Aug 2017 09:30 - 17:30 - Training & Workshops
This course is specifically designed to assist Senior Management to understand the role of their internal audit function and to assist them in attaining an internal audit function upon which they can rely.

CPD: 7 Points / Price: £649.00 / Location: London, UK


05 Sep 2017 09:30 - 12:30 - Training & Workshops
This course will assist delegates in understanding those elements that go to make corporate governance an effective tool within your organisation.

CPD: 3 Hours / Price: £349.00 / Location: London, UK


05 Sep 2017 13:30 - 17:30 - Training & Workshops
The course will examine the FCA’s expectations and the relevant rules, particularly Principle 8 of The Principles for Businesses. You will also explore the implications of these rules for firms from the FCA guidance and thematic reviews.

CPD: 2 Hours / Price: £299.00 / Location: London, UK


06 Sep 2017 09:30 - 11:30 - Training & Workshops
The ever increasing focus by the Regulators on the accountability of Senior Management, particularly when things go wrong, emphasises the importance of individuals in senior positions to have a clear understanding of what is expected of them. This succinct course is designed to assist Senior Management to have a full understanding of what they need to do to achieve compliance with two specific parts of the Rules:

CPD: 2 Points / Price: £299.00 / Location: London, UK


06 Sep 2017 12:30 - 14:30 - Training & Workshops
The focus by the Regulators on Conduct Risk emphasises the importance of individuals in senior positions having a clear understanding of what is meant by Conduct Risk and how firms can go about mitigating it. This succinct course provides an overview of the concept of Conduct Risk from the regulatory perspective and sets out the issues which firms need to consider in addressing these risks coherently.

CPD: 2 Points / Price: £299.00 / Location: London, UK


06 Sep 2017 15:00 - 17:00 - Training & Workshops
The ever increasing focus by the Regulators on capital adequacy and the accountability of Senior Management, particularly when things go wrong, emphasises the importance of individuals in senior Management positions having a clear understanding.

CPD: 2 Points / Price: £299.00 / Location: London, UK


08 Sep 2017 09:30 - 12:30 - Training & Workshops
This succinct 2 hour course provides advice and guidance on compliance with the Statutory and Regulatory requirements relating to Politically Exposed Persons and Financial Sanctions.

CPD: 3 Points / Price: £349.00 / Location: London, UK


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