Advanced Search

SM&CR – Individual Accountability through three lenses - Commercial, Customer and Conduct

10 May 2018 10:45 - 14:30
Association of British Insurers - UK Head Office
One America Square, 17 Crosswall, London, EC3N 2LB.
Conferences & Seminars, Other, General Interest
General Insurance, Life Assurance

Member price: £149.00 +VAT. Platform member price: £149.00 +VAT. Associate member price: £149.00 +VAT. Non-member price: £199.00 +VAT.


The SM&CR regime for insurers is coming into effect on 10 December 2018, giving firms 10 months to get ready. Firms will have to define responsibilities, clarify accountabilities and reassess processes, however with a streamlined system of governance and accountability there may be opportunities to drive increased efficiencies and wider business benefits.

This event will bring together expert speakers from financial and professional services firms, as well as regulators, to reflect on the key changes of SM&CR and how firms can best prepare for it. The event will consider the challenges of ensuring SM&CR compliance by the end of the year, but also the opportunities to derive business benefits and improve governance models.

Speakers include:

  • David BluntHead of Conduct Specialists Department, FCA
  • Julie WhiteheadCounsel - Head of Group Regulatory and Compliance, AXA UK plc
  • Claire Brown, Head of Compliance - Policy and Standards, Prudential
  • Kate Lawton-Taylor, Senior Regulatory Approvals Manager, Group People Function, Aviva plc
  • Simon Hills, Director, Prudential Policy, UK Finance
  • Chris Armistead, Senior Legal Adviser, ABI
  • Matthew Freeman, Senior Consultant, Huntswood
  • Stuart O’Sullivan, Head of Delivery, Huntswood

Price available upon application
3 Hours
Association of British Insurers
8th Floor, One America Square, 17 Crosswall, London EC3N 2LB

Tel: +44 (0) 207 216 7485
Contact: Megan Hawkins - Events Adviser